Craig Christopher's Form 4 filing
S&P Global Inc. (SPGI) · filed Nov 22, 2023
- Accession no.
- 0000064040-23-000199
- Filed
- Nov 22, 2023
- Trade date
- Aug 22, 2019-Apr 1, 2023
- Filing delay
- 1,553 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $524.5K. It was filed 1553 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Craig ChristopherCIK 0001753369 | Officer (SVP and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2019 | Common Stock | SSaleDisposed | −1,606 | $263.42 | −$423,052.52 | 5,971 | Direct | |
| Aug 23, 2019 | Common Stock | SSaleDisposed | −394 | $257.50 | −$101,455 | 5,577 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2023 | Common Stock | AGrant or awardAcquired | +4,350 | $0.00 | $0 | 4,350 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.