Peterson Douglas L.'s Form 4 filing
S&P Global Inc. (SPGI) · filed Nov 17, 2023
- Accession no.
- 0000064040-23-000197
- Filed
- Nov 17, 2023
- Trade date
- Aug 24-Nov 15, 2023
- Filing delay
- 85 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $2.43M. It was filed 85 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peterson Douglas L.CIK 0001581262 | Director, Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2023 | Common Stock | GGiftDisposed | −2,500 | $0.00 | $0 | 169,613 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −815 | $403.91 | −$329,186.65 | 168,798 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −2,569 | $404.75F3 | −$1,039,802.75 | 166,229 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,484 | $405.73F4 | −$602,103.32 | 164,745 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −1,132 | $406.87F5 | −$460,576.84 | 163,613 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $404.32 to $405.17, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.35 to $406.18, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $406.36 to $407.23, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
Referenced by the price of 1 transaction in Table I.