McCanless Ross W's Form 4 filing
Lowes Companies Inc (LOW) · filed Dec 15, 2022
- Accession no.
- 0000060667-22-000174
- Filed
- Dec 15, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCanless Ross WCIK 0001240577 | Officer (EVP, GC & Corp. Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +10,860 | $82.21 | +$892,800.6 | 61,952 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +22,600 | $84.59 | +$1,911,734 | 84,552 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −11,811 | $209.52F1 | −$2,474,640.72 | 72,741 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −16,318 | $210.99F2 | −$3,442,934.82 | 56,423 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −18,877 | $212.06F3 | −$4,003,056.62 | 37,546 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −10,623 | $212.65F4 | −$2,258,980.95 | 26,923 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −10,860 | $0.00 | $0 | 0 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −22,600 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $209.03 to $210.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $210.33 to $211.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $211.45 to $212.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $212.47 to $213.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.