Boltz William P's Form 4 filing
Lowes Companies Inc (LOW) · filed Aug 23, 2022
- Accession no.
- 0000060667-22-000136
- Filed
- Aug 23, 2022
- Trade date
- Aug 19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boltz William PCIK 0001749656 | Officer (EVP, Merchandising) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Stock | MOption exerciseAcquired | +28,170 | $114.07 | +$3,213,351.9 | 68,280 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseAcquired | +28,780 | $108.93 | +$3,135,005.4 | 97,060 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseAcquired | +26,682 | $80.42 | +$2,145,766.44 | 123,742 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −7,329 | $211.27F2 | −$1,548,397.83 | 116,413 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −15,373 | $211.64F3 | −$3,253,541.72 | 101,040 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −31,694 | $212.97F4 | −$6,749,871.18 | 69,346 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −19,498 | $213.81F5 | −$4,168,867.38 | 49,848 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −17,072 | $214.94F6 | −$3,669,455.68 | 32,776 | Direct | |
| Aug 19, 2022 | Common Stock | SSaleDisposed | −7,666 | $215.51F7 | −$1,652,099.66 | 25,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2022 | Common Stock | MOption exerciseDisposed | −28,170 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseDisposed | −28,780 | $0.00 | $0 | 0 | Direct | |
| Aug 19, 2022 | Common Stock | MOption exerciseDisposed | −26,682 | $0.00 | $0 | 13,341 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $211.125 to $211.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $211.36 to $212.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $212.38 to $213.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $213.43 to $214.341. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $214.46 to $215.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $215.50 to $215.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.