Berman Ann E's Form 4 filing
Loews Corp (L) · filed Sep 5, 2023
- Accession no.
- 0000060086-23-000159
- Filed
- Sep 5, 2023
- Trade date
- Sep 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $35.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berman Ann ECIK 0001349408 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseAcquired | +2,250 | $46.99 | +$105,727.5 | 5,542 | Direct | |
| Sep 1, 2023 | Common Stock | DReturned to the companyDisposed | −1,689 | $62.58 | −$105,697.62 | 3,853 | Direct | |
| Sep 1, 2023 | Common Stock | SSaleDisposed | −561 | $62.56F2 | −$35,096.16 | 3,292 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Common Stock | MOption exerciseDisposed | −2,250 | $0.00F3 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average price of multiple transactions with a range of prices between $62.46 and $62.67. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.
Referenced by the price of 1 transaction in Table II.