Scott Richard Waldo's Form 4 filing
Loews Corp (L) · filed Aug 3, 2023
- Accession no.
- 0000060086-23-000142
- Filed
- Aug 3, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $506.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott Richard WaldoCIK 0001238752 | Officer (SVP & Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $40.46 | +$455,175 | 61,494.8 | Direct | |
| Aug 1, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $40.61 | +$456,862.5 | 72,744.8 | Direct | |
| Aug 1, 2023 | Common Stock | DReturned to the companyDisposed | −14,430 | $63.20 | −$911,976 | 58,314.8 | Direct | |
| Aug 1, 2023 | Common Stock | SSaleDisposed | −8,070 | $62.76F1 | −$506,473.2 | 50,244.8 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with a range of prices between $62.60 and $62.90. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.
- F3
The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.
Referenced by the price of 2 transactions in Table II.