Scott Richard Waldo's Form 4 filing
Loews Corp (L) · filed Feb 8, 2023
- Accession no.
- 0000060086-23-000028
- Filed
- Feb 8, 2023
- Trade date
- Feb 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $781.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scott Richard WaldoCIK 0001238752 | Officer (SVP & Chief Investment Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $46.58 | +$524,025 | 54,169.8 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $43.37 | +$487,912.5 | 65,419.8 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $43.83 | +$493,087.5 | 76,669.8 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $41.98 | +$472,275 | 87,919.8 | Direct | |
| Feb 7, 2023 | Common Stock | DReturned to the companyDisposed | −32,494 | $60.85 | −$1,977,259.9 | 55,425.8 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −12,506 | $62.51F1 | −$781,750.06 | 42,919.8 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | AGrant or awardAcquired | +13,157 | $0.00 | $0 | 13,157 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $0.00 | $0 | 0 | Direct | |
| Feb 7, 2023 | Common Stock | MOption exerciseAcquired | +11,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with a range of prices between $62.29 and $62.71. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.
Referenced by the price of 1 transaction in Table I.