Skip to main content

Scott Richard Waldo's Form 4 filing

Loews Corp (L) · filed May 24, 2022

Accession no.
0000060086-22-000049
Filed
May 24, 2022
Trade date
May 23, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $394.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scott Richard WaldoCIK 0001238752Officer (SVP & Chief Investment Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2022Common StockMOption exerciseAcquired+11,250$44.44+$499,95054,169.8Direct
May 23, 2022Common StockMOption exerciseAcquired+11,250$46.99+$528,637.565,419.8Direct
May 23, 2022Common StockDReturned to the companyDisposed−16,377$62.81−$1,028,639.3749,042.8Direct
May 23, 2022Common StockSSaleDisposed−6,123$64.35F1−$394,015.0542,919.8Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 23, 2022Common StockMOption exerciseDisposed−11,250$0.00F3$00Direct
May 23, 2022Common StockMOption exerciseDisposed−11,250$0.00F3$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average price of multiple transactions with a range of prices between $64.30 and $64.39. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

Referenced by the price of 1 transaction in Table I.

F3

The Reporting Person received the Derivative Security pursuant to a stock appreciation right grant at no cost.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)