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Chen Fusen Ernie's Form 4 filing

Kulicke & Soffa Industries Inc (KLIC) · filed Oct 13, 2023

Accession no.
0000056978-23-000159
Filed
Oct 13, 2023
Trade date
Oct 11-12, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $2.82M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chen Fusen ErnieCIK 0001316245Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 11, 2023Common StockSSaleDisposed−30,000$47.11F3−$1,413,3001,094,380Direct
Oct 12, 2023Common StockSSaleDisposed−30,000$47.04F4−$1,411,2001,064,380Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $46.69 to $47.77. The price reported above reflects the weighted average price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $46.31 to $47.49. The price reported above reflects the weighted average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)