Kaplan Seth L.'s Form 4 filing
Griffon Corp (GFF) · filed Dec 3, 2024
- Accession no.
- 0000050725-24-000192
- Filed
- Dec 3, 2024
- Trade date
- Nov 30-Dec 2, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.05M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan Seth L.CIK 0001491551 | Officer (Sr VP, Gen. Counsel and Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2024 | Common Stock | FTax withholdingDisposed | −10,407 | $84.30 | −$877,310.1 | 156,934 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −8,327 | $82.40F2 | −$686,144.8 | 148,607 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −4,239 | $83.35F3 | −$353,320.65 | 144,368 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −100 | $83.97 | −$8,397 | 144,268 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.83 to $82.785, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.84 to $83.73, inclusive.
Referenced by the price of 1 transaction in Table I.