Bradford Steven M's Form 4/A amendment
AmendedHni Corp (HNI) · filed Nov 15, 2023
- Accession no.
- 0000048287-23-000224
- Filed
- Nov 15, 2023
- Rule 10b5-1 plan
- Checked
- Original filed
- Nov 14, 2023
This filing lists no transactions. It carries over 12 transactions from the original filing that it did not restate. Open-market sales total $1.18M.
This amendment restates part of 0000048287-23-000219 (filed Nov 14, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bradford Steven MCIK 0001434688 | Officer (Sr. VP, Gen. Counsel & Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000048287-23-000219 (filed Nov 14, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +6,421 | $34.78 | +$223,322.38 | 69,598.56 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −6,421 | $38.03F1 | −$244,190.63 | 63,177.56 | Direct | |
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +15,169 | $32.03 | +$485,863.07 | 78,346.56 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −15,169 | $38.03F1 | −$576,877.07 | 63,177.56 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +2,827 | $34.78 | +$98,323.06 | 66,004.56 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −2,827 | $39.14F2 | −$110,648.78 | 63,177.56 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +6,461 | $32.03 | +$206,945.83 | 69,638.56 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −6,461 | $39.14F2 | −$252,883.54 | 63,177.56 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | MOption exerciseDisposed | −6,421 | $0.00 | $0 | 2,827 | Direct | |
| Nov 10, 2023 | Common Stock | MOption exerciseDisposed | −15,169 | $0.00 | $0 | 6,461 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −2,827 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −6,461 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 - $38.115, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F2
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.73 - $39.66, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 2 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On November 14, 2023, the reporting person filed a Form 4 which inadvertently omitted 766.913 shares of Common Stock acquired under the HNI Corporation Members' Stock Purchase Plan from Column 5. This amendment reports the correct number of Common Stock beneficially owned by the reporting person following the transactions reported in the Form 4.