Bridges Marshall H's Form 4 filing
Hni Corp (HNI) · filed Feb 6, 2023
- Accession no.
- 0000048287-23-000012
- Filed
- Feb 6, 2023
- Trade date
- Apr 1, 2022-Feb 3, 2023
- Filing delay
- 311 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $141.8K. It was filed 311 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bridges Marshall HCIK 0001418317 | Officer (SVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Common Stock | AGrant or awardAcquired | +72.3 | $0.00 | $0 | 72,014.94 | Direct | |
| Jul 1, 2022 | Common Stock | AGrant or awardAcquired | +77.43 | $0.00 | $0 | 72,092.37 | Direct | |
| Sep 30, 2022 | Common Stock | AGrant or awardAcquired | +100.96 | $0.00 | $0 | 72,193.33 | Direct | |
| Dec 30, 2022 | Common Stock | AGrant or awardAcquired | +94.13 | $0.00 | $0 | 72,287.45 | Direct | |
| Dec 31, 2022 | Common Stock | AGrant or awardAcquired | +195.15 | $0.00 | $0 | 1,740.69 | Indirect | |
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +4,383 | $31.79 | +$139,335.57 | 76,670.45 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −4,383 | $32.35F4 | −$141,790.05 | 72,287.45 | Direct | |
| Feb 3, 2023 | Common Stock | MOption exerciseAcquired | +33 | $31.79 | +$1,049.07 | 72,320.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common | MOption exerciseDisposed | −4,383 | $0.00 | $0 | 33 | Direct | |
| Feb 3, 2023 | Common | MOption exerciseDisposed | −33 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.29 - $32.43, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.