Strazik Scott's Form 4 filing
General Electric Co (GE) · filed May 12, 2023
- Accession no.
- 0000040545-23-000143
- Filed
- May 12, 2023
- Trade date
- May 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $17.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Strazik ScottCIK 0001763642 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +31,848 | $0.00 | $0 | 52,301 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +19,902 | $0.00 | $0 | 72,203 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +76,731 | $0.00 | $0 | 148,934 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +29,746 | $0.00 | $0 | 178,680 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +9,334 | $0.00 | $0 | 188,014 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseAcquired | +41,908 | $0.00 | $0 | 229,922 | Direct | |
| May 10, 2023 | Common Stock | SSaleDisposed | −173,873 | $99.56F1 | −$17,310,795.88 | 56,049 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −31,848 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −19,902 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −76,731 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −29,746 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −9,334 | $0.00 | $0 | 0 | Direct | |
| May 10, 2023 | Common Stock | MOption exerciseDisposed | −41,908 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table I.