Davidson Spencer's Form 4/A amendment
AmendedGeneral American Investors Co Inc (GAM) · filed May 19, 2022
- Accession no.
- 0000040417-22-000024
- Filed
- May 19, 2022
- Trade date
- May 6, 2022
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 9, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $130.0K. It was filed 13 days after the trade.
This amendment replaces 0000040417-22-000023 (filed May 9, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davidson SpencerCIK 0001215920 | Director, Other: Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2022 | 5.95% Preferred Stock | PPurchaseAcquired | +5,000 | $26.00 | +$130,000 | 98,645 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares held by Hudson Partnership of which Spencer Davidson is the General Partner.
- F2
Shares held in an IRA account.
- F3
By various Trusts of which the undersigned is Trustee. The undersigned disclaims any beneficial interest in these shares.
- F4
Trust holdings amended . Spencer longer serves as a Trustee on the Trusts.