O'Connell Katrina's Form 4 filing
Gap Inc (GAP) · filed Mar 18, 2024
- Accession no.
- 0000039911-24-000058
- Filed
- Mar 18, 2024
- Trade date
- Mar 15, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $136.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Connell KatrinaCIK 0001806953 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | SSaleDisposed | −5,937 | $23.03F2 | −$136,729.11 | 0 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +4,803 | $0.00 | $0 | 4,803 | Direct | |
| Mar 15, 2024 | Common Stock | FTax withholdingDisposed | −2,434 | $23.59 | −$57,418.06 | 2,369 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +719 | $0.00 | $0 | 3,088 | Direct | |
| Mar 15, 2024 | Common Stock | FTax withholdingDisposed | −364 | $23.59 | −$8,586.76 | 2,724 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −4,803 | $0.00 | $0 | 178,070 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −719 | $0.00 | $0 | 177,351 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.17, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.