O'Connell Katrina's Form 4 filing
Gap Inc (GAP) · filed Nov 29, 2023
- Accession no.
- 0000039911-23-000140
- Filed
- Nov 29, 2023
- Trade date
- Nov 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Connell KatrinaCIK 0001806953 | Officer (EVP CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | MOption exerciseAcquired | +106,600 | $6.28 | +$669,448 | 106,600 | Direct | |
| Nov 27, 2023 | Common Stock | SSaleDisposed | −106,600 | $18.93F2 | −$2,017,938 | 0 | Direct | |
| Nov 27, 2023 | Common Stock | MOption exerciseAcquired | +34,257 | $13.93 | +$477,200.01 | 34,257 | Direct | |
| Nov 27, 2023 | Common Stock | SSaleDisposed | −34,257 | $18.93F2 | −$648,485.01 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | MOption exerciseDisposed | −106,600 | $0.00 | $0 | 53,300 | Direct | |
| Nov 27, 2023 | Common Stock | MOption exerciseDisposed | −34,257 | $0.00 | $0 | 102,772 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.74 to $19.07, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 2 transactions in Table I.