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Twarozynski James J's Form 4 filing

Independent Bank Corp (IBCP) · filed Feb 28, 2023

Accession no.
0000039311-23-000028
Filed
Feb 28, 2023
Trade date
Feb 28, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $44.6K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Twarozynski James JCIK 0001198786Officer (Senior Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2023Common StockMOption exerciseAcquired+2,000$6.42+$12,84011,109Direct
Feb 28, 2023Common StockSSaleDisposed−134$22.27−$2,984.1810,975Direct
Feb 28, 2023Common StockSSaleDisposed−316$22.30−$7,046.810,659Direct
Feb 28, 2023Common StockSSaleDisposed−263$22.31−$5,867.5310,396Direct
Feb 28, 2023Common StockSSaleDisposed−1,287$22.32−$28,725.849,109Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2023Common StockMOption exerciseDisposed−2,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)