Haines John J's Form 4 filing
Franklin Electric Co Inc (FELE) · filed Nov 1, 2021
- Accession no.
- 0000038725-21-000205
- Filed
- Nov 1, 2021
- Trade date
- Oct 28-Nov 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $771.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haines John JCIK 0001446203 | Officer (Vice President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | common stock | MOption exerciseAcquired | +3,000 | $36.67 | +$110,010 | 54,179 | Direct | |
| Oct 28, 2021 | common stock | SSaleDisposed | −3,000 | $85.27 | −$255,810 | 51,179 | Direct | |
| Oct 29, 2021 | common stock | MOption exerciseAcquired | +3,000 | $36.67 | +$110,010 | 54,179 | Direct | |
| Oct 29, 2021 | common stock | SSaleDisposed | −3,000 | $85.65 | −$256,950 | 51,179 | Direct | |
| Nov 1, 2021 | common stock | MOption exerciseAcquired | +3,000 | $36.67 | +$110,010 | 54,179 | Direct | |
| Nov 1, 2021 | common stock | SSaleDisposed | −3,000 | $86.09 | −$258,270 | 51,179 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | common stock | MOption exerciseDisposed | −3,000 | $36.67 | −$110,010 | 17,788 | Direct | |
| Oct 29, 2021 | common stock | MOption exerciseDisposed | −3,000 | $36.67 | −$110,010 | 14,788 | Direct | |
| Nov 1, 2021 | common stock | MOption exerciseDisposed | −3,000 | $36.67 | −$110,010 | 11,788 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.