Haines John J's Form 4 filing
Franklin Electric Co Inc (FELE) · filed Aug 10, 2021
- Accession no.
- 0000038725-21-000181
- Filed
- Aug 10, 2021
- Trade date
- Aug 6-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $741.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haines John JCIK 0001446203 | Officer (Vice President and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | common stock | MOption exerciseAcquired | +3,000 | $32.53 | +$97,590 | 54,179 | Direct | |
| Aug 6, 2021 | common stock | SSaleDisposed | −3,000 | $82.91 | −$248,730 | 51,179 | Direct | |
| Aug 9, 2021 | common stock | MOption exerciseAcquired | +3,000 | $32.53 | +$97,590 | 54,179 | Direct | |
| Aug 6, 2021 | common stock | SSaleDisposed | −3,000 | $81.83 | −$245,490 | 51,179 | Direct | |
| Aug 10, 2021 | common stock | MOption exerciseAcquired | +1,564 | $32.53 | +$50,876.92 | 52,743 | Direct | |
| Aug 6, 2021 | common stock | MOption exerciseAcquired | +1,436 | $43.27 | +$62,135.72 | 54,179 | Direct | |
| Aug 6, 2021 | common stock | SSaleDisposed | −3,000 | $82.33 | −$246,990 | 51,179 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | common stock | MOption exerciseDisposed | −3,000 | $32.53 | −$97,590 | 4,564 | Direct | |
| Aug 9, 2021 | common stock | MOption exerciseDisposed | −3,000 | $32.53 | −$97,590 | 1,564 | Direct | |
| Aug 10, 2021 | common stock | MOption exerciseDisposed | −1,564 | $32.53 | −$50,876.92 | 0 | Direct | |
| Aug 10, 2021 | common stock | MOption exerciseDisposed | −1,436 | $43.27 | −$62,135.72 | 12,304 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.