Hammond Howard's Form 4 filing
Fifth Third Bancorp (FITB) · filed Feb 10, 2023
- Accession no.
- 0000035527-23-000024
- Filed
- Feb 10, 2023
- Trade date
- Feb 8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $75.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammond HowardCIK 0001849231 | Officer (EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | MOption exerciseAcquired | +2,983 | $18.11 | +$54,022.13 | 54,622 | Direct | |
| Feb 8, 2023 | Common Stock | FTax withholdingDisposed | −1,936 | $37.68 | −$72,948.48 | 52,686 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −2,000 | $37.52 | −$75,040 | 50,686 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2023 | Common Stock | MOption exerciseDisposed | −2,983 | –F2 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
Referenced by the price of 1 transaction in Table II.