Carpenter Tod E.'s Form 4 filing
Donaldson Co Inc (DCI) · filed Sep 24, 2024
- Accession no.
- 0000029644-24-000103
- Filed
- Sep 24, 2024
- Trade date
- Sep 20-23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.99M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carpenter Tod E.CIK 0001441791 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Common Stock | MOption exerciseAcquired | +24,081 | $36.57 | +$880,642.17 | 280,823 | Direct | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −24,081 | $72.52 | −$1,746,354.12 | 256,742 | Direct | |
| Sep 23, 2024 | Common Stock | MOption exerciseAcquired | +30,919 | $36.57 | +$1,130,707.83 | 287,661 | Direct | |
| Sep 23, 2024 | Common Stock | SSaleDisposed | −30,919 | $72.69 | −$2,247,502.11 | 256,742 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2024 | Common Stock | MOption exerciseDisposed | −24,081 | $0.00 | $0 | 30,919 | Direct | |
| Sep 23, 2024 | Common Stock | MOption exerciseDisposed | −30,919 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.