Owens James's Form 4 filing
Donaldson Co Inc (DCI) · filed Dec 1, 2023
- Accession no.
- 0000029644-23-000131
- Filed
- Dec 1, 2023
- Trade date
- Nov 30-Dec 1, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $694.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Owens JamesCIK 0001443909 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseAcquired | +11,400 | $43.07 | +$490,998 | 26,823 | Direct | |
| Nov 30, 2023 | Common Stock | SSaleDisposed | −11,378 | $60.89 | −$692,806.42 | 15,445 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −22 | $60.89 | −$1,339.58 | 15,423 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseDisposed | −11,400 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.