Oberton Willard D's Form 4 filing
Donaldson Co Inc (DCI) · filed Jan 5, 2023
- Accession no.
- 0000029644-23-000008
- Filed
- Jan 5, 2023
- Trade date
- Jan 3-4, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $176.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oberton Willard DCIK 0001036295 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | AGrant or awardAcquired | +64 | $59.00 | +$3,776 | 24,483 | Direct | |
| Jan 3, 2023 | Common Stock | AGrant or awardAcquired | +1,300 | $0.00 | $0 | 25,783 | Direct | |
| Jan 4, 2023 | Common Stock | MOption exerciseAcquired | +3,000 | $43.07 | +$129,210 | 28,783 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −2,800 | $58.95 | −$165,060 | 25,983 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −200 | $59.05 | −$11,810 | 25,783 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | AGrant or awardAcquired | +4,000 | $0.00 | $0 | 4,000 | Direct | |
| Jan 4, 2023 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 8,400 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.