Scalf Thomas R's Form 4 filing
Donaldson Co Inc (DCI) · filed Dec 5, 2022
- Accession no.
- 0000029644-22-000150
- Filed
- Dec 5, 2022
- Trade date
- Dec 2, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $640.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scalf Thomas RCIK 0001603888 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | MOption exerciseAcquired | +10,500 | $42.07 | +$441,735 | 36,666 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −10,500 | $60.95 | −$639,975 | 26,166 | Direct | |
| Dec 2, 2022 | Common Stock | MOption exerciseAcquired | +26,000 | $38.78 | +$1,008,280 | 52,166 | Direct | |
| Dec 2, 2022 | Common Stock | FTax withholdingDisposed | −21,223 | $60.73 | −$1,288,872.79 | 30,943 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2022 | Common Stock | MOption exerciseDisposed | −10,500 | $0.00 | $0 | 0 | Direct | |
| Dec 2, 2022 | Common Stock | MOption exerciseDisposed | −26,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.