Hankinson Garth's Form 4 filing
Constellation Brands, Inc. (STZ) · filed Aug 12, 2024
- Accession no.
- 0000016918-24-000167
- Filed
- Aug 12, 2024
- Trade date
- Aug 8-9, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 16 derivative transactions. Open-market sales total $8.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hankinson GarthCIK 0001797763 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Class A Common Stock | CConversionAcquired | +13,583 | –F1 | – | 25,285 | Direct | |
| Aug 8, 2024 | Class A Common Stock | SSaleDisposed | −13,583 | $240.00 | −$3,259,920 | 11,702 | Direct | |
| Aug 9, 2024 | Class A Common Stock | CConversionAcquired | +20,097 | –F1 | – | 31,799 | Direct | |
| Aug 9, 2024 | Class A Common Stock | SSaleDisposed | −20,097 | $240.16F2 | −$4,826,495.52 | 11,702 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −1,470 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,267 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,464 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,439 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,870 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,073 | $0.00 | $0 | 20,097 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,470 | $117.12 | +$172,166.4 | 1,470 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,267 | $156.84 | +$355,556.28 | 2,267 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,464 | $172.09 | +$424,029.76 | 2,464 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,439 | $228.26 | +$556,726.14 | 2,439 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,870 | $207.48 | +$595,467.6 | 2,870 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,073 | $153.02 | +$317,210.46 | 2,073 | Direct | |
| Aug 8, 2024 | Class A Common Stock | CConversionDisposed | −13,583 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2024 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −20,097 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2024 | Class A Common Stock | MOption exerciseAcquired | +20,097 | $153.02 | +$3,075,242.94 | 20,097 | Direct | |
| Aug 9, 2024 | Class A Common Stock | CConversionDisposed | −20,097 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 2 transactions in Table I.
- F2
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.0000 to $240.6200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.