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Sabia James A. Jr.'s Form 4 filing

Constellation Brands, Inc. (STZ) · filed Apr 16, 2024

Accession no.
0000016918-24-000049
Filed
Apr 16, 2024
Trade date
Apr 12, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.16M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sabia James A. Jr.CIK 0001742352Officer (EVP & Pres. Beer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 12, 2024Class A Common StockCConversionAcquired+8,110–F1–36,691Direct
Apr 12, 2024Class A Common StockSSaleDisposed−15,781$263.63F2−$4,160,345.0320,910Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 12, 2024Class 1 (convertible) Common StockMOption exerciseDisposed−8,110$0.00$00Direct
Apr 12, 2024Class A Common StockMOption exerciseAcquired+8,110$117.12+$949,843.28,110Direct
Apr 12, 2024Class A Common StockCConversionDisposed−8,110$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $263.2200 to $ 263.7701, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)