Bourdeau James O.'s Form 4 filing
Constellation Brands, Inc. (STZ) · filed Aug 7, 2023
- Accession no.
- 0000016918-23-000181
- Filed
- Aug 7, 2023
- Trade date
- Aug 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 9 derivative transactions. Open-market sales total $8.26M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bourdeau James O.CIK 0001721796 | Officer (EVP & Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Class A Common Stock | CConversionAcquired | +30,723 | –F1 | – | 36,233 | Direct | |
| Aug 3, 2023 | Class A Common Stock | SSaleDisposed | −30,723 | $269.00 | −$8,264,487 | 5,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −4,554 | $0.00 | $0 | 0 | Direct | |
| Aug 3, 2023 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −4,487 | $0.00 | $0 | 0 | Direct | |
| Aug 3, 2023 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −9,037 | $0.00 | $0 | 0 | Direct | |
| Aug 3, 2023 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −12,645 | $0.00 | $0 | 0 | Direct | |
| Aug 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,554 | $156.84 | +$714,249.36 | 4,554 | Direct | |
| Aug 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,487 | $172.09 | +$772,167.83 | 4,487 | Direct | |
| Aug 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +9,037 | $228.26 | +$2,062,785.62 | 9,037 | Direct | |
| Aug 3, 2023 | Class A Common Stock | MOption exerciseAcquired | +12,645 | $207.48 | +$2,623,584.6 | 12,645 | Direct | |
| Aug 3, 2023 | Class A Common Stock | CConversionDisposed | −30,723 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I.