McCarthy Daniel J's Form 4 filing
Constellation Brands, Inc. (STZ) · filed Jul 25, 2023
- Accession no.
- 0000016918-23-000173
- Filed
- Jul 25, 2023
- Trade date
- Jul 21-24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $468.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCarthy Daniel JCIK 0001179507 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2023 | Class A Common Stock | AGrant or awardAcquired | +463 | $0.00 | $0 | 463 | Direct | |
| Jul 21, 2023 | Class 1 (convertible) Common Stock | AGrant or awardAcquired | +658 | $0.00 | $0 | 658 | Direct | |
| Jul 24, 2023 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −1,267 | $0.00 | $0 | 0 | Direct | |
| Jul 24, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,267 | $166.34 | +$210,752.78 | 1,267 | Direct | |
| Jul 24, 2023 | Class A Common Stock | CConversionDisposed | −1,267 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $269.8103 to $269.8800, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.