Carey Kaneenat Kristann's Form 4 filing
Constellation Brands, Inc. (STZ) · filed Dec 2, 2022
- Accession no.
- 0000016918-22-000189
- Filed
- Dec 2, 2022
- Trade date
- Nov 30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $245.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carey Kaneenat KristannCIK 0001926054 | Officer (EVP & Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Class A Common Stock | CConversionAcquired | +978 | –F1 | – | 1,982 | Direct | |
| Nov 30, 2022 | Class A Common Stock | SSaleDisposed | −978 | $250.81 | −$245,292.18 | 1,004 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −978 | $0.00 | $0 | 1,955 | Direct | |
| Nov 30, 2022 | Class A Common Stock | MOption exerciseAcquired | +978 | $153.02 | +$149,653.56 | 978 | Direct | |
| Nov 30, 2022 | Class A Common Stock | CConversionDisposed | −978 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I.