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Hankinson Garth's Form 4 filing

Constellation Brands, Inc. (STZ) · filed Aug 26, 2022

Accession no.
0000016918-22-000175
Filed
Aug 26, 2022
Trade date
Aug 25, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $580.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hankinson GarthCIK 0001797763Officer (EVP & CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2022Class A Common StockCConversionAcquired+2,270–F1–9,446Direct
Aug 25, 2022Class A Common StockSSaleDisposed−2,270$255.92F2−$580,938.47,176Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2022Class 1 (convertible) Common StockMOption exerciseDisposed−2,270$0.00$00Direct
Aug 25, 2022Class A Common StockMOption exerciseAcquired+2,270$47.79+$108,483.32,270Direct
Aug 25, 2022Class A Common StockCConversionDisposed−2,270$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $255.9200 to $255.9950, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)