Bourdeau James O.'s Form 4 filing
Constellation Brands, Inc. (STZ) · filed Apr 25, 2022
- Accession no.
- 0000016918-22-000080
- Filed
- Apr 25, 2022
- Trade date
- Apr 21-22, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 6 derivative transactions. Open-market sales total $3.27M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bourdeau James O.CIK 0001721796 | Officer (EVP & Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 22, 2022 | Class A Common Stock | CConversionAcquired | +9,160 | –F1 | – | 14,488 | Direct | |
| Apr 22, 2022 | Class A Common Stock | SSaleDisposed | −4,580 | $253.70F3 | −$1,161,946 | 9,908 | Direct | |
| Apr 22, 2022 | Class A Common Stock | SSaleDisposed | −8,280 | $254.55F4 | −$2,107,674 | 1,628 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2022 | Class A Common Stock | AGrant or awardAcquired | +2,513 | $0.00 | $0 | 2,513 | Direct | |
| Apr 21, 2022 | Class 1 (convertible) Common Stock | AGrant or awardAcquired | +16,966 | $0.00 | $0 | 16,966 | Direct | |
| Apr 22, 2022 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −3,250 | $0.00 | $0 | 0 | Direct | |
| Apr 22, 2022 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −5,910 | $0.00 | $0 | 0 | Direct | |
| Apr 22, 2022 | Class A Common Stock | MOption exerciseAcquired | +9,160 | –F10 | – | 9,160 | Direct | |
| Apr 22, 2022 | Class A Common Stock | CConversionDisposed | −9,160 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $253.1500 to $254.1100, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $254.1700 to $255.1400, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
The shares of Class 1 Common Stock were acquired at the following prices: 3,250 at $87.16 and 5,910 at $117.12.
Referenced by the price of 1 transaction in Table II.