Fowden Jeremy S G's Form 4 filing
Constellation Brands, Inc. (STZ) · filed Apr 12, 2022
- Accession no.
- 0000016918-22-000063
- Filed
- Apr 12, 2022
- Trade date
- Apr 8, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.82M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fowden Jeremy S GCIK 0001287961 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Class A Common Stock | CConversionAcquired | +7,574 | –F1 | – | 26,075 | Direct | |
| Apr 8, 2022 | Class A Common Stock | SSaleDisposed | −7,249 | $240.35F2 | −$1,742,297.15 | 18,826 | Direct | |
| Apr 8, 2022 | Class A Common Stock | SSaleDisposed | −325 | $241.07F3 | −$78,347.75 | 18,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2022 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −4,824 | $0.00 | $0 | 0 | Direct | |
| Apr 8, 2022 | Class 1 (convertible) Common Stock | MOption exerciseDisposed | −2,750 | $0.00 | $0 | 0 | Direct | |
| Apr 8, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,824 | $29.02 | +$139,992.48 | 4,824 | Direct | |
| Apr 8, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,750 | $50.90 | +$139,975 | 2,750 | Direct | |
| Apr 8, 2022 | Class A Common Stock | CConversionDisposed | −7,574 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.0000 to $240.9400, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $241.0550 to $241.1100, inclusive. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Exhibit 24 - Power of Attorney