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Hawley Kirsten M's Form 4 filing

Brown Forman Corp (BF.A) · filed Jun 26, 2023

Accession no.
0000014693-23-000087
Filed
Jun 26, 2023
Trade date
Jun 22, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $159.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hawley Kirsten MCIK 0001631257Officer (EVP, Chief Ppl/Places/Comm)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 22, 2023Class B CommonMOption exerciseAcquired+9,020$37.94+$342,218.813,204Direct
Jun 22, 2023Class B CommonFTax withholdingDisposed−6,618$66.32−$438,905.766,586Direct
Jun 22, 2023Class B CommonSSaleDisposed−2,402$66.54−$159,829.084,184Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 22, 2023Class B CommonMOption exerciseDisposed−9,020$0.00$09,021Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)