Shepherd Jeremy J's Form 4 filing
Brown Forman Corp (BF.A) · filed Mar 29, 2023
- Accession no.
- 0000014693-23-000028
- Filed
- Mar 29, 2023
- Trade date
- Mar 28, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shepherd Jeremy JCIK 0001938704 | Officer (EVP, Pres, USA & Canada) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Class B Common | MOption exerciseAcquired | +1,683 | $28.03 | +$47,174.49 | 4,405 | Direct | |
| Mar 28, 2023 | Class B Common | FTax withholdingDisposed | −1,210 | $63.06 | −$76,302.6 | 3,195 | Direct | |
| Mar 28, 2023 | Class B Common | SSaleDisposed | −473 | $63.16 | −$29,874.68 | 2,722 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2023 | Class B Common | MOption exerciseDisposed | −1,683 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.