Hawley Kirsten M's Form 4 filing
Brown Forman Corp (BF.A) · filed Jul 6, 2021
- Accession no.
- 0000014693-21-000098
- Filed
- Jul 6, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $587.7K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hawley Kirsten MCIK 0001631257 | Officer (SVP, Chief Ppl/Places Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class B Common | MOption exerciseAcquired | +30,008 | $39.76 | +$1,193,118.08 | 34,192 | Direct | |
| Jul 1, 2021 | Class B Common | FTax withholdingDisposed | −22,135 | $74.94 | −$1,658,796.9 | 12,057 | Direct | |
| Jul 1, 2021 | Class B Common | SSaleDisposed | −7,873 | $74.65 | −$587,719.45 | 4,184 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Class B Common | MOption exerciseDisposed | −30,008 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.