Elkins David V's Form 4 filing
Bristol Myers Squibb Co (BMY) · filed Sep 15, 2022
- Accession no.
- 0000014272-22-000170
- Filed
- Sep 15, 2022
- Trade date
- Sep 13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.55M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elkins David VCIK 0001451604 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Stock, $0.10 par value | SSaleDisposed | −30,000 | $71.35 | −$2,140,500 | 100,460 | Direct | |
| Sep 13, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +2,063 | $48.49 | +$100,034.87 | 102,523 | Direct | |
| Sep 13, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +121,214 | $48.49 | +$5,877,666.86 | 223,737 | Direct | |
| Sep 13, 2022 | Common Stock, $0.10 par value | SSaleDisposed | −103,951 | $71.29 | −$7,410,666.79 | 119,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −2,063 | $0.00 | $0 | 0 | Direct | |
| Sep 13, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −121,214 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.