Vessey Rupert's Form 4 filing
Bristol Myers Squibb Co (BMY) · filed Mar 18, 2022
- Accession no.
- 0000014272-22-000090
- Filed
- Mar 18, 2022
- Trade date
- Mar 16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $5.16M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vessey RupertCIK 0001677618 | Officer (EVP, Research & Early Dev.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock, $0.10 par value | SSaleDisposed | −31,331 | $69.27 | −$2,170,298.37 | 46,308 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +21,288 | $66.35 | +$1,412,458.8 | 67,596 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +5,294 | $55.52 | +$293,922.88 | 72,890 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +12,233 | $54.29 | +$664,129.57 | 85,123 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseAcquired | +8,490 | $38.41 | +$326,100.9 | 93,613 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | SSaleDisposed | −43,228 | $69.23 | −$2,992,674.44 | 50,385 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −21,288 | $0.00 | $0 | 0 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −12,233 | $0.00 | $0 | 0 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −5,294 | $0.00 | $0 | 0 | Direct | |
| Mar 16, 2022 | Common Stock, $0.10 par value | MOption exerciseDisposed | −8,490 | $0.00 | $0 | 8,491 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.