Elkins David V's Form 4 filing
Bristol Myers Squibb Co (BMY) · filed Aug 16, 2021
- Accession no.
- 0000014272-21-000202
- Filed
- Aug 16, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.67M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elkins David VCIK 0001451604 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock, $0.10 par value | SSaleDisposed | −40,000 | $66.88 | −$2,675,200 | 69,699 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseAcquired | +6,180 | $48.49 | +$299,668.2 | 75,879 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseAcquired | +4,129 | $48.49 | +$200,215.21 | 80,008 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseAcquired | +59,691 | $48.49 | +$2,894,416.59 | 139,699 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | SSaleDisposed | −59,691 | $67.00 | −$3,999,297 | 80,008 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseDisposed | −6,180 | $0.00 | $0 | 2,063 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseDisposed | −4,129 | $0.00 | $0 | 121,214 | Direct | |
| Aug 12, 2021 | Common Stock, $0.10 par value | MOption exerciseDisposed | −59,691 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.