Barnes Elijah Kent's Form 4/A amendment
AmendedBarnes Group Inc · filed Aug 10, 2023
- Accession no.
- 0000009984-23-000149
- Filed
- Aug 10, 2023
- Trade date
- Nov 7, 2022
- Filing delay
- 276 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 8, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $126.5K. It was filed 276 days after the trade.
This amendment replaces 0000009984-22-000181 (filed Nov 8, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barnes Elijah KentCIK 0001672756 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2022 | Common Stock | PPurchaseAcquired | +3,330 | $38.00 | +$126,540 | 45,975.48 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is an exact price.
- F2
Includes a balance of 578 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date.
- F3
This amended Form 4 is being filed to correct the number of shares held by the reporting person. The Form 4 filed on November 8, 2022 inadvertently underreported a holding of 30 shares which are held directly by the reporting person. Those 30 shares have been included in this amended Form 4.
- F4
Reporting Person hereby disclaims beneficial ownership of shares held by his wife, minor children and Trusts, except to the extent of his pecuniary interest.
Remarks
EXHIBIT LIST: EX-24 Power of Attorney - Eli Barnes 7-13-2023