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Warsek Gregory's Form 4 filing

Associated Banc-Corp (ASB) · filed Aug 13, 2026

Accession no.
0000007789-26-000207
Filed
Aug 13, 2026, 12:50 PM ET
Trade date
Aug 12, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $521.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Warsek GregoryCIK 0002040938Officer (EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2026Common Stock $0.01 Par ValueSSaleDisposed−3,282$32.00−$105,02413,809Direct
Aug 12, 2026Common Stock $0.01 Par ValueMOption exerciseAcquired+13,018$26.00+$338,46826,827Direct
Aug 12, 2026Common Stock $0.01 Par ValueSSaleDisposed−13,018$32.01F1−$416,706.1813,809Direct
Aug 12, 2026Common Stock $0.01 Par ValueILess common codeDisposed−14,927$0.00$013,605.08Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 12, 2026Common Stock $0.01 Par ValueMOption exerciseDisposed−13,018$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.015, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)