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Utz John A.'s Form 4 filing

Associated Banc-Corp (ASB) · filed Aug 5, 2026

Accession no.
0000007789-26-000204
Filed
Aug 5, 2026, 3:09 PM ET
Trade date
Aug 4, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.41M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Utz John A.CIK 0001523751Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 4, 2026Common Stock $0.01 Par ValueMOption exerciseAcquired+24,465$25.20+$616,518143,152.1674Direct
Aug 4, 2026Common Stock $0.01 Par ValueSSaleDisposed−44,465$31.73−$1,410,652.1398,687.1674Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 4, 2026Common Stock $0.01 Par ValueMOption exerciseDisposed−24,465$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)