Utz John A.'s Form 4 filing
Associated Banc-Corp (ASB) · filed Sep 2, 2025
- Accession no.
- 0000007789-25-000131
- Filed
- Sep 2, 2025
- Trade date
- Aug 29, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $354.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Utz John A.CIK 0001523751 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2025 | Common Stock $0.01 Par Value | SSaleDisposed | −5,000 | $27.25 | −$136,250 | 111,227.66 | Direct | |
| Aug 29, 2025 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +8,000 | $17.38 | +$139,040 | 119,227.66 | Direct | |
| Aug 29, 2025 | Common Stock $0.01 Par Value | SSaleDisposed | −7,700 | $27.24 | −$209,748 | 111,527.66 | Direct | |
| Aug 29, 2025 | Common Stock $0.01 Par Value | SSaleDisposed | −200 | $27.26 | −$5,452 | 111,327.66 | Direct | |
| Aug 29, 2025 | Common Stock $0.01 Par Value | SSaleDisposed | −100 | $27.26 | −$2,726 | 111,227.66 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2025 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −8,000 | $0.00 | $0 | 135 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.