Sondel Michael's Form 4/A amendment
AmendedAnalog Devices Inc (ADI) · filed May 29, 2024
- Accession no.
- 0000006281-24-000136
- Filed
- May 29, 2024
- Trade date
- May 24, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 28, 2024
This filing lists 2 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $1.14M. It was filed 5 days after the trade.
This amendment restates part of 0000006281-24-000134 (filed May 28, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sondel MichaelCIK 0001768266 | Officer (CAO (principal acct. officer)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2024 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +2,920 | $57.29F1 | +$167,286.8 | 13,466.7 | Direct | |
| May 24, 2024 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +1,910 | $54.93F1 | +$104,916.3 | 12,456.7 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000006281-24-000134 (filed May 28, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2024 | Comm Stock - $.16-2/3 value | SSaleDisposed | −2,920 | $236.66F1 | −$691,047.2 | 10,546.7 | Direct | |
| May 24, 2024 | Comm Stock - $.16-2/3 value | SSaleDisposed | −1,910 | $236.46 | −$451,638.6 | 10,546.7 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2024 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −2,920 | $0.00 | $0 | 0 | Direct | |
| May 24, 2024 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −1,910 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
These shares were disposed of in multiple transactions on May 24, 2024, at actual sales prices ranging from $236.660 to $236.710 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 amendment is being filed to correct the "Price" reported in Column 4 for this acquisition of shares upon an option exercise, which was inadvertently reported as "$0" in the original Form 4 filed on May 28, 2024 and now correctly reflects the option exercise price.
Referenced by the price of 2 transactions in Table I.