Roche Vincent's Form 4/A amendment
AmendedAnalog Devices Inc (ADI) · filed Dec 13, 2023
- Accession no.
- 0000006281-23-000221
- Filed
- Dec 13, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Dec 12, 2023
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.57M. It was filed 2 days after the trade.
This amendment replaces 0000006281-23-000213 (filed Dec 12, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roche VincentCIK 0001201872 | Director, Officer (Chair & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +30,000 | $83.48 | +$2,504,400 | 45,713 | Direct | |
| Dec 11, 2023 | Comm Stock - $.16-2/3 value | SSaleDisposed | −30,000 | $185.65 | −$5,569,500 | 15,713 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Comm Stock - $.16-2/3 value | AGrant or awardAcquired | +19,361 | $0.00 | $0 | 38,722 | Direct | |
| Dec 11, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −30,000 | $83.48 | −$2,504,400 | 50,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.