Roche Vincent's Form 4 filing
Analog Devices Inc (ADI) · filed Sep 5, 2023
- Accession no.
- 0000006281-23-000181
- Filed
- Sep 5, 2023
- Trade date
- Sep 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.83M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roche VincentCIK 0001201872 | Director, Officer (Chair & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +10,000 | $83.48 | +$834,800 | 80,713 | Direct | |
| Sep 1, 2023 | Comm Stock - $.16-2/3 value | SSaleDisposed | −10,000 | $182.60 | −$1,826,000 | 70,713 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −10,000 | $83.48 | −$834,800 | 80,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.