Mahendra-Rajah Prashanth's Form 4 filing
Analog Devices Inc (ADI) · filed Jun 15, 2023
- Accession no.
- 0000006281-23-000163
- Filed
- Jun 15, 2023
- Trade date
- Jun 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.90M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mahendra-Rajah PrashanthCIK 0001609983 | Officer (EVP, Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +4,078 | $91.13 | +$371,628.14 | 31,535.7 | Direct | |
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | SSaleDisposed | −4,078 | $192.58 | −$785,341.24 | 27,457.7 | Direct | |
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +26,513 | $108.08 | +$2,865,525.04 | 53,970.7 | Direct | |
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | SSaleDisposed | −26,513 | $192.78F1 | −$5,111,176.14 | 27,457.7 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −4,078 | $91.13 | −$371,628.14 | 0 | Direct | |
| Jun 14, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −26,513 | $108.08 | −$2,865,525.04 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These shares were disposed of in multiple transactions on June 14, 2023 at actual sales prices ranging from $192.700 to $192.990 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.