Mahendra-Rajah Prashanth's Form 4 filing
Analog Devices Inc (ADI) · filed Mar 21, 2023
- Accession no.
- 0000006281-23-000112
- Filed
- Mar 21, 2023
- Trade date
- Mar 20, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.91M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mahendra-Rajah PrashanthCIK 0001609983 | Officer (EVP, Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +26,250 | $0.00 | $0 | 50,120.7 | Direct | |
| Mar 20, 2023 | Comm Stock - $.16-2/3 value | SSaleDisposed | −26,250 | $187.01F1 | −$4,909,012.5 | 23,870.7 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2023 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −26,250 | $0.00 | $0 | 8,751 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above reflects the weighted average price. These shares were sold in multiple transactions at prices ranging from $187.000 to $187.12, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.