Roche Vincent's Form 4 filing
Analog Devices Inc (ADI) · filed Aug 3, 2021
- Accession no.
- 0000006281-21-000192
- Filed
- Aug 3, 2021
- Trade date
- Jul 8-Aug 2, 2021
- Filing delay
- 26 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.69M. It was filed 26 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roche VincentCIK 0001201872 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 8, 2021 | Comm Stock - $.16-2/3 value | GGiftDisposed | −6,000 | $0.00 | $0 | 21,598 | Direct | |
| Jul 8, 2021 | Comm Stock - $.16-2/3 value | GGiftDisposed | −21,598 | $0.00 | $0 | 0 | Direct | |
| Aug 2, 2021 | Comm Stock - $.16-2/3 value | MOption exerciseAcquired | +10,000 | $54.93 | +$549,300 | 10,000 | Direct | |
| Aug 2, 2021 | Comm Stock - $.16-2/3 value | SSaleDisposed | −10,000 | $168.64 | −$1,686,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Comm Stock - $.16-2/3 value | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 38,536 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.