Papermaster Mark D's Form 4 filing
Advanced Micro Devices Inc (AMD) · filed Feb 8, 2023
- Accession no.
- 0000002488-23-000014
- Filed
- Feb 8, 2023
- Trade date
- Jun 13, 2022-Feb 6, 2023
- Filing delay
- 240 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.56M. It was filed 240 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Papermaster Mark DCIK 0001449649 | Officer (Chief Technology Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2022 | Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 1,516,945 | Direct | |
| Feb 6, 2023 | Common Stock | MOption exerciseAcquired | +30,000 | $6.98 | +$209,400 | 1,546,945 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −11,340 | $84.60F3 | −$959,364 | 1,535,605 | Direct | |
| Feb 6, 2023 | Common Stock | SSaleDisposed | −18,660 | $85.55F4 | −$1,596,363 | 1,516,945 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 151,701 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Transaction executed in multiple trades at prices ranging from $84.17 to $85.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Transaction executed in multiple trades at prices ranging from $85.19 to $86.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.