最新 Form 144 申報
公司的高階主管、董事與其他關係人要賣出受限制股票或控制股份，而且三個月內預計賣出超過 5,000 股或 5 萬美元時，下單時要交 Form 144。它是預計賣出的通知；高階主管、董事實際賣出之後，會再申報 Form 4。13D、13G 與 Form 144 是什麼
Form 144 申報
由新到舊。有 Form 144/A 修正的申報只列修正後的那一份。
近 365 天的申報（依美東日期）。
本站的 Form 144 申報：2023/1/4 到 2026/9/30。
市值明顯填錯的申報不列在這裡，也不算進合計；公司的頁面照樣列出並加註。判斷方式是把市值除以股數，得到的每股價格遠高於這家公司在預計賣出日前後的 Form 4 成交價與 13F 持股的價格，就當成填錯。
- 申報份數
- 27
- 預計賣出市值
- $2,420 萬
- 賣方
- 10
- 公司
- 1
- 依 10b5-1 計畫
- 25
| 公司 | 申報時間（美東） | 賣方 | 預計賣出股數 | 市值 | 預計賣出日 | 券商 | 原文 |
|---|---|---|---|---|---|---|---|
| CNOCNO Financial Group, Inc. | 2025/11/1016:09 ET | Eric Johnson高階主管 | 4.87 萬 | $200.7 萬 | 2025/11/10 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2025/11/2016:13 ET | Gary Bhojwani高階主管 · 董事 | 3.14 萬 | $125.6 萬 | 2025/11/2010b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2025/11/2417:59 ET | Yvonne K Franzese高階主管 | 3,000 | $12.3 萬 | 2025/11/2410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2025/12/1516:05 ET | Rocco Tarasi高階主管 | 9,283 | $39.5 萬 | 2025/12/1510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/1/216:11 ET | Gary Bhojwani高階主管 · 董事 | 3.14 萬 | $132.0 萬 | 2026/1/210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1216:01 ET | Matthew Zimpfer高階主管 | 3.10 萬 | $133.0 萬 | 2026/2/1210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1716:21 ET | Yvonne K Franzese高階主管 | 9,000 | $38.9 萬 | 2026/2/1710b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1716:48 ET | Gary Bhojwani高階主管 · 董事 | 4.54 萬 | $195.8 萬 | 2026/2/1710b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1716:54 ET | Matthew Zimpfer高階主管 | 2.36 萬 | $101.7 萬 | 2026/2/1710b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1817:08 ET | Gary Bhojwani高階主管 · 董事 | 4.30 萬 | $185.2 萬 | 2026/2/1810b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/2/1817:17 ET | Matthew Zimpfer高階主管 | 3.38 萬 | $145.5 萬 | 2026/2/1810b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/3/1916:14 ET | Scott Goldberg高階主管 | 1.11 萬 | $44.2 萬 | 2026/3/1910b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/3/2016:02 ET | Scott Goldberg高階主管 | 1.11 萬 | $43.7 萬 | 2026/3/2010b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/6/216:53 ET | Rocco Tarasi高階主管 | 4,808 | $22.6 萬 | 2026/6/210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/6/316:15 ET | Henderson Mary R董事 | 5.17 萬 | $237.9 萬 | 2026/6/3 | Pershing Advisor Solutions | SEC |
| CNOCNO Financial Group, Inc. | 2026/6/1016:40 ET | Rocco Tarasi高階主管 | 3,308 | $16.2 萬 | 2026/6/1010b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/6/1116:15 ET | Rocco Tarasi高階主管 | 5,750 | $28.8 萬 | 2026/6/1110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/6/3016:21 ET | Gary Bhojwani高階主管 · 董事 | 8.60 萬 | $442.9 萬 | 2026/6/3010b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/7/116:17 ET | Rocco Tarasi III高階主管 | 1,891 | $9.70 萬 | 2026/7/110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/8/3116:08 ET | Jeanne Linnenbringer高階主管 | 6,560 | $36.1 萬 | 2026/8/3110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/8/3116:08 ET | Karen Detoro高階主管 | 9,374 | $51.5 萬 | 2026/8/3110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/116:11 ET | Karen Detoro高階主管 | 9,336 | $51.1 萬 | 2026/9/110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/116:11 ET | Jeanne Linnenbringer高階主管 | 4,060 | $22.2 萬 | 2026/9/110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/216:11 ET | Jeanne Linnenbringer高階主管 | 3,919 | $21.6 萬 | 2026/9/210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/216:12 ET | Karen Detoro高階主管 | 5,964 | $32.9 萬 | 2026/9/210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/1516:21 ET | Jeremy Williams高階主管 | 4,420 | $24.4 萬 | 2026/9/1510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | 2026/9/1616:40 ET | Jeremy Williams高階主管 | 4,362 | $24.3 萬 | 2026/9/1610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |